Alpha Modus Holdings Inc Form S-3 Filing Analysis Report

Alpha Modus Holdings Inc (NASDAQ: AMOD) is a technology company engaged in IT services and consulting. According to the latest market data [0], as of January 7, 2026, the company’s stock price was $0.65, with a market capitalization of approximately $27.4 million. The company is classified as an “Emerging Growth Company” and is eligible for simplified disclosure requirements [1].

Recent business developments of the company include the establishment of a strategic partnership with DXC Technology to deploy financial services kiosks nationwide [2]. However, the company’s financial situation presents significant challenges: the current ratio is only 0.04, indicating severe liquidity shortages [0].

According to Marketscreener, Alpha Modus Holdings filed a Form S-3 registration statement with the U.S. Securities and Exchange Commission (SEC) on January 7, 2026, initiating a “Mixed Shelf Offering” with a registered amount of

[1][2].

Form S-3 typically allows companies to register multiple types of securities, including:

• Class A Common Stock
• Preferred Stock
• Debt Securities
• Warrants
• Convertible Securities

SEC filings show that the company had multiple financing activities prior to submitting the Form S-3 [3]:

Date	Financing Type	Amount/Scale	Key Terms
2025-10-24	Convertible Notes	$400,000	7% interest rate, maturing on October 15, 2026, conversion price at 80% of VWAP
2025-10-27	Convertible Notes	$250,000	With 1,000,000 warrants
2025-12-31	Material Agreement	-	Establishes direct financial obligations
2025-12-05	Debt Financing	-	Material agreement terms

In addition, the company has issued a large number of restricted shares as consideration for services, including 1,628,664 shares to Black Marble LP, 4,000,000 shares to Leron Group LLC, and 250,000 shares to Rucus Holdings LLC, among others [3].

The filing of Form S-3 implies the following aspects for investors:

• The company gains the ability to quickly issue multiple types of securities within a specific future time window
• No need to file separate registration documents for each financing, saving time and compliance costs
• Can flexibly choose the optimal issuance timing based on market conditions

• The $250 million registered quota is a significant financing arrangement relative to the $27.4 million market capitalization
• This indicates that the company may be reserving funds for major expansion or business transformation
• Considering the current ratio is only 0.04, the financing need is urgent [0]

• The company has recently issued a large number of new shares (accounting for more than 20% of existing share capital), which requires shareholder approval in accordance with NASDAQ Rules 5635© and (d) [3]
• The additional Form S-3 registration may lead to further equity dilution
• The stock price has fallen 76.39% over the past year [0], and investors need to be alert to continued valuation pressure

• No specific use of funds has been clearly disclosed yet
• Combined with the company’s liquidity situation, the funds may be used for:
  • Working capital replenishment
  • Business expansion (especially the partnership with DXC Technology)
  • Debt repayment
  • Strategic acquisitions or technology investments

Indicator	Data
1-Day Gain	+33.20%
5-Day Gain	+34.02%
YTD Gain	+41.56%
1-Year Decline	-76.39%
3-Year Decline	-93.69%
30-Day Volatility	10.11%

Data shows that the market reacted positively to the Form S-3 filing, but the long-term trend remains in a downward channel [0].

• A current ratio of 0.04 indicates extremely weak short-term solvency [0]
• Relies on external financing to maintain operations

• With a market capitalization of only $27.4 million, it is a micro-cap stock
• Poor liquidity, with severe stock price volatility

• There is uncertainty about whether the $250 million financing plan can be successfully implemented
• The commercial feasibility of business expansion (financial services kiosks) remains to be verified

• The partnership with DXC Technology may bring significant business growth opportunities [2]

• Compliant disclosures in accordance with NASDAQ rules indicate relatively standardized corporate governance

• Demand for fintech and retail technology services continues to grow

Alpha Modus Holdings’ submission of the Form S-3 filing

, with a registered amount of up to $250 million [1][2]. This is a significant signal for a company with a market capitalization of only $27.4 million:

1. Clear Financing Intent
   : The company is actively seeking capital support from the capital market
2. Flexible Financing Methods
   : Can choose multiple types of securities for combined financing
3. Open Time Window
   : Shelf offering allows for phased issuances as needed over the next several years

• Use of Funds
  : Pay close attention to the specific fund usage plan disclosed by the company subsequently
• Issuance Terms
  : Focus on the type, price, and terms of the actually financed securities
• Equity Changes
  : Monitor changes in share structure and earnings per share after issuance
• Business Progress
  : Track the progress of the partnership with DXC Technology

Given the company’s current financial situation (liquidity ratio of only 0.04) and stock performance (over 76% decline in the past year), the submission of Form S-3 may be a double-edged sword. Investors should:

• Prudently assess the necessity and rationality of the financing
• Pay attention to the long-term impact of financing costs on shareholder returns
• Make investment decisions after considering their own risk tolerance

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[0] Jinling AI - Alpha Modus Holdings Inc Market Data and Financial Indicators (2026-01-07)

[1] Marketscreener - “Alpha Modus Holdings Inc files for mixed shelf offering of up to $250 million” (https://www.marketscreener.com/news/alpha-modus-holdings-inc-files-for-mixed-shelf-offering-of-up-to-250-million-sec-filing-ce7e59dcd18ffe22)

[2] GlobeNewswire - DXC Technology and Alpha Modus Launch Partnership (https://media.zenfs.com/en/globenewswire.com/8868403561e89f6090ce5561a834d3ff)

[3] Stock Titan - AMOD SEC Filings Analysis (https://www.stocktitan.net/sec-filings/AMOD/)

[4] Alpha Modus Holdings Investor Relations - SEC Filings (https://alphamodus.com/ir/sec-filings/)

[5] SEC.gov - Alpha Modus Holdings Filings (https://www.sec.gov/Archives/edgar/data/1862463/)